Court: Patient/psychiatrist privilege means state can't demand records in cases of possible prescription abuse

The Supreme Judicial Court ruled today that a state law that makes psychotherapists' patient records private has no exceptions under which state investigators could take a look at them to determine whether the doctors are inappropriately prescribing drugs to their patients.

The ruling comes in the case of a part-time pain specialist, identified only as John Doe. Doe came under the scrutiny of the state Board of Registration in Medicine when another psychiatrist complained to the board that a former patient of Doe's was now seeking help in kicking an addiction to narcotics prescribed by Doe. The board demanded records for 24 of Doe's patients; Doe refused to hand them over. The court said Doe was right:

There is obviously a conflict between the confidentiality interest underlying the psychotherapist-patient privilege and the board's need to obtain medical records in the course of its investigations. The Legislature has resolved that conflict in favor of confidentiality by declining to enact a statutory exception to the privilege for board investigations into physician misconduct. With no constitutional considerations implicated, we accept the legislative judgment.

Complete ruling.

Comments

Good!

Pain specialists are often restricted in what they can do to help a patient by the having to cover their rears against the mentality that it is better for people to suffer extreme pain than have any risk of addiction whatsoever.

Accountability yes, witch hunts no.

Doe came under the scrutiny

Doe came under the scrutiny of the state Board of Registration in Medicine when another psychiatrist complained to the board that a former patient of Doe's was now seeking help in kicking an addiction to narcotics prescribed by Doe. .

Where's the witch hunt? They responded to a specific complaint.

The "witch hunt"

After getting the initial complaint, the board asked for his records on two dozen more patients.

The affidavit makes for some

The affidavit makes for some alarming reading:

In 2007, the board received a report from a physician who had been approached by one of Doe's patients (patient A) about obtaining narcotics detoxification treatment. According to the report, the physician contacted Doe to confirm the medications Doe prescribed for patient A, as well as the bases for Doe's diagnosis of the patient's condition. It appeared to the physician that Doe himself was impaired: he could not verify the diagnosis of his patient, explain the medications he had prescribed, or comprehend the physician's questions. The physician notified the board of his concern regarding Doe.

In response, the board's investigator reviewed pharmacy records of medications prescribed by Doe. Her examination of the prescription records of 205 of Doe's patients revealed that eighty-one per cent of the patients had been prescribed oxycodone, seventy-eight per cent had been prescribed diazepam (marketed under the brand name Valium), and seventy-seven per cent had been prescribed both oxycodone and diazepam. The records showed also that Doe may have issued prescriptions of Schedule II substances for two persons who may have been members of his household.

...and then, a little later on, we find this gem:

The investigator's affidavit stated that Doe asserted that he accepts payment in cash only, does not receive insurance payments, accepts only patients referred by other patients, and holds open office hours rather than scheduling appointments.

If this guy is a legitimate pain management specialist being unfairly persecuted by a state board, then I'm Santa Claus.

The case itself focuses on whether the board should be able to rifle through the records it decides are of interest, in a search for misconduct, based upon the single documented case and the suggestive prescription records. I understand the SJC ruling; patient confidentiality is a principle well worth safeguarding. But the decision strikes me as an appeal to the legislature. The status quo is plainly intolerable. What's needed is a precise provision, shielding patients while enabling the licensing board to follow up on allegations of misconduct, when circumstantial evidence appears to validate those allegations.

Yeah, it gets fuzzy...

Generally, the courts can't request confidential records unless the individual (or someone on his/her behalf) is alleging mistreatment of him/herself. This is generally a good thing; the boards allow practitioners to employ all different theoretical orientations and have different ways of treating folks, so long as there are no major ethical abuses. The boards can't pick through any records they want to see if we're ineffective or unorthodox or anything like that. It's a free market, consumers need to be informed, and they're free to shop around if a particular provider doesn't work out.

I frequently see clients who've seen other people whose approach I disagree with, and I'm sure others have heard about my approaches and disagree with them. But no one gets to see my records unless an individual is complaining and personally releases his/her records, or the offense is sufficient to warrant my records being subpoenaed -- this would either be probable cause that I've committed a crime, or investigation of abuse of an elder/child/PWD, etc.

In this case, it sounds as if the provider in question has been upfront in acknowledging what are likely some ethical issues. The board IS investigating, the individual is complying, and it will probably end up that the board decides the individual isn't practicing within their scope of ethical practice. There's no need to set a precedent that confidentiality can be violated without a criminal complaint. (Note that the individual may have violated drug laws, but this isn't criminal conduct against a patient like assault or abuse or fraud would be.)

Comment viewing options

Select your preferred way to display the comments and click "Save settings" to activate your changes.